Mitsubishi UFJ Trust and Banking Corporation, New York Branch
New York, NY, USA
Compliance Monitoring and Surveillance - Assistant Vice President This position is responsible for supporting surveillance and monitoring in the Compliance Group. Manage and execute various Enterprise-Wide programs including: Record Information Management (RIM), Business Manager (BM), Third Party Risk Management (TPRM), Key Risk Indicator (KRI), Product and Services Risk Assessment (PSRA), Risk Control-Self Assessment (RCSA) testing, and Compliance Risk Assessment (CRA). Support surveillance and monitor activities of compliance program including enhancing policies, standards, procedures, parameters and threshold settings. Perform Compliance Surveillance activities for Bloomberg, FX Connect, Standard Control, and Voice Recording. Assist in preparing and assembling MSII closure packages, and support issue remediation tasks. • Execute Compliance Assessments Perform Risk Control Self-Assessment testing (RCSA). Complete Core Compliance Risk Assessment related activities. •...