10935 compliance officer jobs found

Description WORK LOCATION: San Luis Obispo, CA, Huntsville, AL, Ann Arbor, MI, option for hybrid work SALARY RANGE: $125,000 - $175,000 FLSA STATUS: Exempt Summary Edge Autonomy seeks an experienced Trade Compliance Officer to lead its global trade compliance program and serve as a strategic partner in international operations. As a key member of our organization, you'll lead the development and implementation of our international trade compliance strategy, ensuring our worldwide business success while navigating complex regulatory environments. This influential position offers the opportunity to serve as our primary subject matter expert on export control, sanctions, and trade compliance, directly impacting our company's global growth and success. Responsibilities The following job functions are a basic requirement but are not limited to and may be assigned other duties. Lead the monitoring and analysis of global trade regulations, including EAR, ITAR, OFAC...

Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional Administrative New York University Overview The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies and procedures. The CGCO should proactively enhance standards and procedures to the program to detect, prevent, and correct non-compliance with applicable laws, regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the University through meaningful engagement of key stakeholders and collaboration with various constituencies of the NYU community. The CGCO will operate with managerial courage and authentic, calm confidence,...

Position Title: Compliance Officer- Fintech Services Locations: Rockford_IL Time Type: Full time Req ID: JR1016-Rockford_IL At Midland, we’re proud to be a little different. You can see it in our bright orange signs-but there’s more to it than that. With our heartfelt and personalized approach, we’re focused on meeting every customer’s needs with the brightest solutions. For more than 140 years, we’ve learned by serving customers skillfully with dedication and follow-through, we can brighten every interaction to drive our collective success. And this goes beyond traditional banking. We foster programs that empower our communities, continuously invest in our employees, and actively pursue brighter futures for all. Our humble ambition keeps us growing, giving back, and looking ahead. We’re innovating and optimizing our services to ensure we stay unique - providing strength you can count on with heart you can feel. You might say we’re unlike any other bank. And...

Job Description Compliance Officer: The Compliance Officer is responsible for various compliance areas including training, monitoring reviews, policy and procedures, and product development with each department of the bank. The Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by assessing the overall adherence to bank protection laws and regulations primarily through the performance of periodic reviews of applicable processes and procedures Compliance Officer Requirements: Bachelors Degree CRCM and/or CAMS preferred 7 to 10 years experience in banking with 3 to 5 years of compliance experience Strong computer skills: Advanced skill level in Microsoft Excel; Experience with Microsoft Word and PowerPoint. Experience with industry-related systems/software Strong data analysis skills Knowledgeable of compliance laws, rules, and regulations including consumer protection regulations, TRID-RESPA, UDAAP, FCRA, HMDA, etc....

Maryland Heights, MO | Rockford, IL | Chicago, IL | Effingham, IL Full time JR1016 At Midland States Bank, base salary is one component of our Total Rewards program. Exact compensation is determined by factors such as (but not limited to) education, skills, internal equity, and experience. This position offers additional compensation in the form of short-term incentives (i.e. bonus and/or commission) and may include long-term incentives (i.e. stock awards). Benefits for this role include comprehensive healthcare, well-being benefits, paid family leave as well as generous paid time off. Total Rewards also include banking perks, an Employee Stock Purchase Plan, 401K plan with company match and may include the opportunity to participate in our Non-Qualified Deferred Compensation plan. Incentives and benefits are subject to eligibility requirements. Salary Range: $100,000-$145,000 Position Summary This role will be responsible for leading and overseeing...

The Compliance Program Management Team (CPM) is a central compliance governance function that establishes, implements, and administers frameworks/processes that support the Compliance function. The responsibilities of the Senior Compliance Officer position will include identification of risk and taking appropriate actions to mitigate risk, identifying and implementing enhancement opportunities, undertaking activities in support of the Compliance program, including but not limited to: support of risk assessments, monitoring and testing, issues management, training, Third-Party, Initiatives, and implementation of new/revised programs/processes. Additional details that may be included in job responsibilities are noted below _:_ Participate in the design, implementation, management, execution of the compliance governance program. Analyze and report on compliance and/or related data to gain regulatory risk insights. Develop and maintain guidelines, procedures, job...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization’s extensive global network. The Group’s...

Our client is seeking a highly qualified Quality Assurance Compliance Officer. This position is ideally suited to an individual who possesses a profound commitment to compliance and quality assurance, with particular expertise in Know-Your-Customer (KYC) protocols and anti-money laundering (AML) initiatives. The successful candidate will become part of a collegial and service-oriented team that values diverse perspectives and encourages the sharing of knowledge. Key Responsibilities: In the capacity of Quality Assurance Compliance Officer, you will assume a pivotal role in safeguarding the integrity and responsiveness of the branch's compliance programme. Your daily undertakings will encompass comprehensive reviews of KYC procedures, adeptly managing escalations involving clients deemed higher risk, maintaining scrupulous records, and facilitating preparations for audits. You will work collaboratively across multiple functions to identify opportunities for improvement...

Lensa is the leading career site for job seekers at every stage of their career. Our client, TD Bank, is seeking professionals in New York, NY. Apply via Lensa today! Work Location : New York, New York, United States of America Hours 40 Line Of Business Compliance Pay Detail $100,000 - $140,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you...

Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we’re changing the way people think about and interact with personal finance. We’re a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world. The role: The Compliance Privacy Officer role is accountable for establishing and maintaining the Compliance Privacy Program for the company. This program sets the framework and roles/responsibilities across the enterprise for how consumer privacy laws and regulations are managed at the company, including...

Compliance and Resolutions Officer (Resolutions) Based in Kapiti, Wellington Salary - $69,337.00 Permanent Full-Time About us Te Tari Pūreke – Firearms Safety Authority is New Zealand’s Firearms Regulator. Our Vision is to ensure the possession and use of firearms in Aotearoa is the safest in the world. To achieve this, Te Tari Pūreke delivers four core functions: effectively implementing the firearms licensing systems; managing the Firearms Registry; educating people to enable compliance with their legislative responsibilities; and promoting the safe possession and lawful use of firearms. We are committed to fostering a culture of safe and responsible firearms use, gun ownership and awareness by working collaboratively with the firearms community, our stakeholders, and fellow agencies. About the role Te Tari Pūreke regulates the Arms Act 1983 and Arms Regulations 1992 to promote and control the safe possession and use of firearms and other weapons. We...

Cook County Offices Under The President Administrative Hearings Auditor Bureau of Administration Bureau of Economic Development Bureau of Finance Bureau of Human Resources Bureau of Technology Facilities Office of the President Job Summary Under the general direction of the Chief Procurement Officer, monitors and assesses small business owner vendor applications requesting eligibility in the minority-owned business enterprises, women-owned business enterprises and veteran-owned business enterprises (MBE/WBE/VBE) certification program. Participates in outreach and networking sessions, quarterly workshops and attends seminars to explain the certification process to interested vendors. Independently manages and reviews a large caseload of applications submitted to the department and monitors applications for compliance, accuracy and serves as a departmental liaison during the application submission process. Schedules on-site visits with...

Please submit resume to taghutch@arnoldgrouphr.com to apply. Pay Rate/Range: $55,000-70,000/yr Description: Will oversee all aspects of the bank's compliance program to ensure the bank is conducting its business in full compliance with all federal consumer laws and regulations and to the extent applicable any state laws and regulations. Compliance monitoring and completing reports. Collect, analyze, interpret and document information and make recommendations to bank management. Will assist with audits and follow up and will assist with scheduling and conducting compliance training as needed. Will oversee all aspects of the Bank's Community Reinvestment Act (CRA) requirements. Responsibilities include ensuring that the banks community reinvestment activities are tracked, analyzed and modified as appropriate to ensure at least a satisfactory rating. Will manage relationships with department within the back for collaboration in developing and monitoring performance goals, prepare...

Posting Details Interviews are anticipated to be conducted within two weeks of closing date. Due to available budget allocated for this position, the hiring rate will not exceed $31.19 per hour. Why does the job exist? This position will provide for appraising the accuracy, reliability, efficiency and usefulness of facility records, process internal controls as they relate to the facility, audit operations and to the contractor scope of work. Additionally, this position will provide for the assurance of compliance with American Corrections Association and other applicable standards through continuous operations monitoring. This position will provide oversight and direction regarding the implementation and compliance of the Federal Prison Rape Elimination Act (PREA). How does it get done? Collects and files documentation from department heads on a quarterly basis in order to determine compliance with American Correctional Association Standards and Prison Rape...

Description READVERTISEMENT Title: Clery Compliance and Community Outreach Officer (0079691) Position Number: 0079691 Hiring Unit: ADMINISTRATION, AUXIL ENT, CAMPUS SECURITY Location: UH at Manoa Date Posted: 06/10/2025 Closing Date: 06/27/2025 Band: B Salary : salary schedules and placement information Full Time/Part Time: Full-time Month: 11-month Temporary/Permanent: Permanent Duties and Responsibilities Denotes Essential Function Serves as the Clery Compliance and Community Outreach Officer for the Department of Public Safety, responsible for developing and maintaining the institutional policy, procedures and tools to ensure UH Manoa compliance with the Jeanne Clery Act. Research and recommend updates to policy, procedure, and/or practice based on current and emerging trends, changes, and best practices for institutional implementation of Clery Act regulations. Work collaboratively with...

JOB READVERTISEMENTTitle: Clery Compliance and Community Outreach Officer (0079691)Position Number: 0079691Hiring Unit: ADMINISTRATION, AUXIL ENT, CAMPUS SECURITYLocation: UH at ManoaDate Posted: 06/10/2025Closing Date: 06/27/2025Band: BSalary : salary schedules and placement informationFull Time/Part Time: Full-timeMonth: 11-monthTemporary/Permanent: PermanentDuties and Responsibilities*Denotes Essential Function* Serves as the Clery Compliance and Community Outreach Officer for the Department of Public Safety, responsible for developing and maintaining the institutional policy, procedures and tools to ensure UH Manoa compliance with the Jeanne Clery Act.* Research and recommend updates to policy, procedure, and/or practice based on current and emerging trends, changes, and best practices for institutional implementation of Clery Act regulations.* Work collaboratively with the Campus Security Authorities and internal departments to report and publish crime reporting statistical...

Overview To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Provides exceptional patient care in collaboration with anesthesiologists, surgeons and other physicians to deliver anesthesia for medical and surgical procedures. Cultivates a patient centric environment which focuses on the whole individual inclusive of physical, psychosocial, spiritual and functional needs of the patient, family, and significant others. Serves as the focal professional for the continuity of care in patient care within scope of practice standards, as well as specialty specific standards to address and resolve problems that may arise. EEO/AA/Disability/Veteran Responsibilities 1. Clinical Care 1.1 The Certified Registered Nurse Anesthetist (CRNA)...

Overview To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Provides exceptional patient care in collaboration with anesthesiologists, surgeons and other physicians to deliver anesthesia for medical and surgical procedures. Cultivates a patient centric environment which focuses on the whole individual inclusive of physical, psychosocial, spiritual and functional needs of the patient, family, and significant others. Serves as the focal professional for the continuity of care in patient care within scope of practice standards, as well as specialty specific standards to address and resolve problems that may arise. Overview: A call CRNA is part of a core team of dedicated CRNAs who provide timely anesthetic and emergency care for patients in a...

Overview Certified Registered Nurse Anesthetist Specialty: CRNA/Certified Registered Nurse Anesthetist Hospital Site : Northeast Medical Group Location: New London,CT Work Schedule: Day / Evening Scheduled Hours: 40 Position Type: FTE EMR System: EPIC Overview: To be part of our organization, every employee should understand and share in the Yale New Haven Health System Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Responsibilities Responsibilities The Certified Registered Nurse Anesthetist (CRNA) implements accurate, safe, patient centric anesthetic care. Understands physiologic implications and anesthetic considerations of surgical procedures, constantly monitors vital signs, capnography, and pulse oximetry during anesthesia according to ASA guidelines. The CRNA ensures...

Overview Certified Registered Nurse Anesthetist Specialty: CRNA/Certified Registered Nurse Anesthetist Hospital Site : Northeast Medical Group Location: New London,CT Work Schedule: Day / Evening Scheduled Hours: 40 Position Type: FTE EMR System: EPIC Overview: To be part of our organization, every employee should understand and share in the Yale New Haven Health System Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Responsibilities Responsibilities The Certified Registered Nurse Anesthetist (CRNA) implements accurate, safe, patient centric anesthetic care. Understands physiologic implications and anesthetic considerations of surgical procedures, constantly monitors vital signs, capnography, and pulse oximetry during anesthesia according to ASA guidelines. The CRNA ensures...

Overview Certified Registered Nurse Anesthetist Specialty: CRNA/Certified Registered Nurse Anesthetist Hospital Site : Northeast Medical Group Location: New London,CT Work Schedule: Day / Evening Scheduled Hours: 40 Position Type: FTE EMR System: EPIC Overview: To be part of our organization, every employee should understand and share in the Yale New Haven Health System Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Responsibilities Responsibilities The Certified Registered Nurse Anesthetist (CRNA) implements accurate, safe, patient centric anesthetic care. Understands physiologic implications and anesthetic considerations of surgical procedures, constantly monitors vital signs, capnography, and pulse oximetry during anesthesia according to ASA guidelines. The CRNA ensures...

Overview To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Provides exceptional patient care in collaboration with anesthesiologists, surgeons and other physicians to deliver anesthesia for medical and surgical procedures. Cultivates a patient centric environment which focuses on the whole individual inclusive of physical, psychosocial, spiritual and functional needs of the patient, family, and significant others. Serves as the focal professional for the continuity of care in patient care within scope of practice standards, as well as specialty specific standards to address and resolve problems that may arise. Overview: A call CRNA is part of a core team of dedicated CRNAs who provide timely anesthetic and emergency care for patients in a...

Overview To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Provides exceptional patient care in collaboration with anesthesiologists, surgeons and other physicians to deliver anesthesia for medical and surgical procedures. Cultivates a patient centric environment which focuses on the whole individual inclusive of physical, psychosocial, spiritual and functional needs of the patient, family, and significant others. Serves as the focal professional for the continuity of care in patient care within scope of practice standards, as well as specialty specific standards to address and resolve problems that may arise. Overview: A call CRNA is part of a core team of dedicated CRNAs who provide timely anesthetic and emergency care for patients in a...

Overview Certified Registered Nurse Anesthetist Specialty: CRNA/Certified Registered Nurse Anesthetist Hospital Site : Northeast Medical Group Location: New London,CT Work Schedule: Day / Evening Scheduled Hours: 40 Position Type: FTE EMR System: EPIC Overview: To be part of our organization, every employee should understand and share in the Yale New Haven Health System Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Responsibilities Responsibilities The Certified Registered Nurse Anesthetist (CRNA) implements accurate, safe, patient centric anesthetic care. Understands physiologic implications and anesthetic considerations of surgical procedures, constantly monitors vital signs, capnography, and pulse oximetry during anesthesia according to ASA guidelines. The CRNA ensures...