272 manager dealer advisor jobs found

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...

NYC 299 Park Avenue (22957), United States of America, New York, New York Manager, Swap Dealer Advisor Capital One, National Association is a CFTC registered Swap Dealer.  The Manager will advise our Commercial Banking’s Sales & Trading and related Operations teams on applicable CFTC swap regulations and futures exchange rules.    This person will regularly interact with various levels of management and will be looked upon to promote prudent, well-controlled compliance with the applicable laws and regulations.  The Compliance Manager will support Commercial Banking through providing expert regulatory advice and thoughtful recommendations that advance the growth business strategy.  The Manager will also support internal and external risk reporting related to compliance risk as part of the broader Swap Dealer Compliance Team.   Responsibilities: Assisting the SD CCO in administering a Swap Dealer Compliance program Advising Sales and Trading and...