Insight Global
New York, NY, USA
Job Description For $68/hr, this role serves as a senior regulatory and risk partner to Broker-Dealer Compliance leadership and the businesses they support, translating regulatory expectations into practical, business-enabling outcomes. The individual operates across front-office, compliance, and legal teams to interpret regulatory developments, enforcement activity, and market changes, and provide clear, actionable guidance. The role includes presenting to regulatory teams and senior leadership, representing Compliance and the operational functions it supports, and clearly articulating how regulatory risks are identified, managed, and mitigated. Work is driven by front-office initiatives and evolving regulatory requirements across the firm's full product set, requiring a broad, generalist mindset. While not expected to be an expert in every regulation, the individual must quickly identify applicable rules, understand regulatory intent, and engage the appropriate resources,...

