Capital One Financial Corporation
Riverwoods, IL, USA
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. While working within the Compliance Management Program framework, the AML Sr. Investigator I is responsible for decisioning complex sanctions alerts, delivering quality results, and executing or participating in corporate processes. Responsibilities: Reviewing, decisioning complex sanctions alerts Accurately documenting alert decisioning and delivering high quality results Assisting in relevant regulatory reporting Working with senior advisors to support lines of business in the application of sanctions compliance requirements, such as remediation/corrective action of compliance breakdowns Participating in targeted...
