7 associate financial advisor jobs found in Riverwoods

Principal Associate Risk Advisor As a Principal Associate Risk Advisor in Capital One's Operational Risk Management (ORM) Department you will apply your analytical, organizational, risk management, project management, and communication skills to help advance Capital One's capabilities to effectively manage operational risk. A successful Risk Advisor operates from a foundation of knowledge about the Line of Business with whom they are working, including processes, risks and associated controls, and good risk management practices. Risk Advisors have a broad level of exposure across the lines of business and have the opportunity to work with the business to create and implement solutions to appropriately manage risks within the business divisions. As an Operational Risk Advisor, you will be responsible for working with business partners to identify and consult on potential risks to the business units. You will collaborate closely with associates across all lines of defense,...

Manager, Counsel: Servicing and Servicing Strategy (Hybrid) Capital One's growing Legal department will allow you to showcase your talents in a fast paced, fun environment. At Capital One, you get to work with bright and intelligent individuals who will help elevate you to a new level. If you enjoy working with a team of high performing top talent, Capital One is the place for you! Our Legal team thrives on collaborating and creates an environment where everyone's voice is heard. This exciting role will allow you to use your depth and breadth of experience to strategize and influence management as well as the business lines you support. In addition, you will have the opportunity to enhance your skills and broaden your knowledge. Come to Capital One to be a part of challenging work while enjoying our exceptional culture and work life balance. An opportunity exists for an experienced attorney to join Capital One's Consumer and Small Business Legal team. The attorney in this...

Senior Manager, Operational Risk Advisor Do you like a fast-paced work environment, engaging as a leader in Capital One's second line of defense for operational risk management? As a Senior Operational Risk Advisor (ORA) in Capital One's Operational Risk Management (ORM) Department you will apply your leadership and analytical skills to help advance Capital One's capabilities to effectively manage operational risk. Working with key first and second line risk leaders, the ORA will provide second line operational risk governance, challenge, and risk advisory services. Operational Risk Advisors are experienced risk managers that serve as the liaisons between ORM and the entire enterprise. Serving as both an effective challenger and a trusted advisor, ORAs are integrated into multiple dimensions of first line activities and risk-taking. As a Senior Manager, the role will require payments network expertise, excellent communication and interpersonal skills, superb integrative...

Manager, Risk Advisor Do you want to be part of an organization that's dedicated to helping Capital One identify, manage and effectively mitigate risk? Can you build relationships and employ innovative risk management solutions? As a Risk Manager at Capital One, you'll be responsible for working with business partners and various stakeholders to identify and mitigate potential risks. Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable. The Risk Management (RM) Business Risk Office is seeking a highly motivated Risk Manager to apply their analytical, risk, communication, and project management skills to support Enterprise Risk Management (ERM). In this role, you will partner with executives and their teams to identify and monitor risks in an open, collaborative environment where new ideas and solutions are welcomed and rewarded. You will lead ERM through audit and regulatory engagements; facilitate periodic and...

Senior Director, Network Compliance The Network Compliance Senior Director will perform a key risk management role in the second line of defense for Capital One's network and merchant businesses to help establish and implement the framework for the network compliance program. The Network Compliance Senior Director is a critical member of the team responsible for delivering effective challenge and compliance advice for business processes worldwide, as well as serving as a subject matter expert to ensure the development of the network compliance program at Capital One aligns with the company's broader enterprise risk management framework. Senior Directors in Network Compliance at Capital One are highly motivated Risk Management professionals with excellent organizational, leadership and communication skills. They have a high level of exposure to business leaders and the opportunity to work with executives to create and implement innovative solutions to identify and mitigate...

Senior Manager, Senior Counsel - Capital One Software Product Counsel (Hybrid) Capital One Software provides enterprise B2B software and data management solutions to help other businesses accelerate their cloud journeys, manage cloud costs, and secure sensitive data. These products are based on tools Capital One developed internally to support its own large-scale cloud and data management operations, making the bank's technology innovations available to the wider market. The Capital One Software Legal team needs help to support this high growth business. As a Senior Manager/Senior Counsel and a product counsel for Capital One Software, you will apply your acumen and analytical skills to a major, strategic initiative for Capital One. You will partner with our Capital One Software business to identify and solve legal risk alongside a team of world-class professionals. This role will need to tackle specific, nuanced legal issues related to selling a commercial software product....

Anti Money Laundering (AML) Quality Sr. Supervisor The Anti-Money Laundering (AML) Group is a core risk function within Capital One's Corporate Compliance Department. This Group serves as a second line of defense and operates certain first line of defense controls for Capital One's Lines of Business. In this role, you will work within Capital One's Financial Intelligence Unit (FIU) on the new Financial Crime Intelligence Team team with a focus on performing reviews to proactively identify financial crime risk, generating leads for Capital One's investigation teams, or to detect and escalate possible gaps in the AML and Sanctions control framework. Among other things, you will *: * Work as part of a team with the Director, Financial Crime Intelligence in designing and leading/conducting reviews to proactively generate potential leads for Capital One's investigations teams or detect and escalate potential gaps in Capital One's AML and Sanctions control framework...