4 associate financial advisor jobs found in Riverwoods, IL

Manager, Counsel: Servicing and Servicing Strategy (Hybrid) Capital One's growing Legal department will allow you to showcase your talents in a fast paced, fun environment. At Capital One, you get to work with bright and intelligent individuals who will help elevate you to a new level. If you enjoy working with a team of high performing top talent, Capital One is the place for you! Our Legal team thrives on collaborating and creates an environment where everyone's voice is heard. This exciting role will allow you to use your depth and breadth of experience to strategize and influence management as well as the business lines you support. In addition, you will have the opportunity to enhance your skills and broaden your knowledge. Come to Capital One to be a part of challenging work while enjoying our exceptional culture and work life balance. An opportunity exists for an experienced attorney to join Capital One's Consumer and Small Business Legal team. The attorney in this...

Senior Director, Network Compliance The Network Compliance Senior Director will perform a key risk management role in the second line of defense for Capital One's network and merchant businesses to help establish and implement the framework for the network compliance program. The Network Compliance Senior Director is a critical member of the team responsible for delivering effective challenge and compliance advice for business processes worldwide, as well as serving as a subject matter expert to ensure the development of the network compliance program at Capital One aligns with the company's broader enterprise risk management framework. Senior Directors in Network Compliance at Capital One are highly motivated Risk Management professionals with excellent organizational, leadership and communication skills. They have a high level of exposure to business leaders and the opportunity to work with executives to create and implement innovative solutions to identify and mitigate...

Senior Manager, Senior Counsel - Capital One Software Product Counsel (Hybrid) Capital One Software provides enterprise B2B software and data management solutions to help other businesses accelerate their cloud journeys, manage cloud costs, and secure sensitive data. These products are based on tools Capital One developed internally to support its own large-scale cloud and data management operations, making the bank's technology innovations available to the wider market. The Capital One Software Legal team needs help to support this high growth business. As a Senior Manager/Senior Counsel and a product counsel for Capital One Software, you will apply your acumen and analytical skills to a major, strategic initiative for Capital One. You will partner with our Capital One Software business to identify and solve legal risk alongside a team of world-class professionals. This role will need to tackle specific, nuanced legal issues related to selling a commercial software product....

Anti Money Laundering (AML) Quality Sr. Supervisor The Anti-Money Laundering (AML) Group is a core risk function within Capital One's Corporate Compliance Department. This Group serves as a second line of defense and operates certain first line of defense controls for Capital One's Lines of Business. In this role, you will work within Capital One's Financial Intelligence Unit (FIU) on the new Financial Crime Intelligence Team team with a focus on performing reviews to proactively identify financial crime risk, generating leads for Capital One's investigation teams, or to detect and escalate possible gaps in the AML and Sanctions control framework. Among other things, you will *: * Work as part of a team with the Director, Financial Crime Intelligence in designing and leading/conducting reviews to proactively generate potential leads for Capital One's investigations teams or detect and escalate potential gaps in Capital One's AML and Sanctions control framework...