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7 securities examiner jobs found

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securities examiner
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Full time
 
Financial Institutions Examiner I
Commonwealth of Kentucky Ashland, KY
Advertisement Closes 4/12/2026 (8:00 PM EDT) 26-01683 Financial Institutions Examiner I Pay Grade 13 Salary $5,085.44 Monthly Employment Type EXECUTIVE BRANCH | FULL TIME | ELIGIBLE FOR OVERTIME PAY | 18A | 40.0 HR/WK Click here for more details on state employment. Hiring Agency Public Protection Cabinet | Department of Financial Institutions Location Location Varies, USA Agency may authorize the selected candidate to telecommute at times. The agency may terminate or modify the telecommuting arrangement at any time. Kentucky Residence Required Description The Kentucky Department of Financial Institutions is responsible for supervision of the Financial Services Industry and for chartering, licensing and registering various financial institutions, securities firms and professionals operating in the state of Kentucky. We are looking for a Financial Institutions Examiner I, to join our team of highly skilled...

Apr 11, 2026
So
Full time
 
Utilities Examiner 1 (Hybrid)
State of Connecticut Department of Emergency Services & Public Protection New Britain, CT
The State of Connecticut, Office of Consumer Counsel (OCC) is seeking a Utilities Examiner 1 position who will support OCC's mission to advocate for the interests of customers of public services, including electricity, natural gas, public water, telecommunications, and broadband. WHAT'S IN IT FOR YOU: Visit our new State Employee Benefits Overview page! Professional growth and development opportunities A healthy work/life balance! Thirteen (13) paid holidays each calendar year. Position Highlights The position will be located at Ten Franklin Square, New Britain, CT 06051, and offers a hybrid (telework/office) work schedule. This is a full-time, 40 hours per week position, Monday - Friday, from 8:00 AM to 5:00 PM. The position will report to OCC’s Supervisor of Utility Financial Analysis. The selected candidate will play a crucial role providing financial, technical and accounting expertise and oversight in a wide range of proceedings...

Apr 12, 2026
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BANK EXAMINER I - UMP
State of Illinois Springfield, IL
Job Requisition ID: 54300 Division/Section/Unit: Banking / Banks, Trust Companies & Savings Institutions / Sangamon HR Tracking #: 37740 Position Title: Bank Examiner I Opening Date: 04/06/2026 Closing Date: 04/20/2026 Agency: Department of Financial and Professional Regulation Class Title: BANK EXAMINER I - 04131 Skill Option: UMP Credential Bilingual Option: None Salary: Anticipated starting salary $5,384 a month. Full range $5,384 - $7,631 a month Job Type: Salaried Category: Full Time County: Sangamon Number of Vacancies: 1 Bargaining Unit Code: RC062 Technical Employees, AFSCME Merit Comp Code: This position is a union position; therefore, provisions of the relevant collective bargaining agreement/labor contract apply to the filling of this position. All applicants who want to be considered for this position MUST apply electronically through the illinois.jobs2web.com website. State of Illinois...

Apr 09, 2026
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Credit Risk Review Director - Corporate & Investment Banking
Santander Holdings USA Inc New York, NY
It Starts Here: Santander is a global leader and innovator in the financial services industry and is evolving from a high-impact brand into a technology-driven organization. Our people are at the heart of this journey and together, we are driving a customer-centric transformation that values bold thinking, innovation, and the courage to challenge what's possible. This is more than a strategic shift. It's a chance for driven professionals to grow, learn, and make a real difference. If you are interested in exploring the possibilities We Want to Talk to You! The Difference You Make: The Credit Risk Review Director maintains subject matter expertise in, and lead assessments of credit risk and credit risk management in the Company's Corporate and Investment Banking units, including leveraged finance, large corporates, and structured finance, including project finance and warehouse lending. Position Summary The incumbent ensures potential weaknesses at the...

Apr 06, 2026
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Financial Examiner
State of Connecticut Department of Administrative Services Hartford, CT
Financial Examiner Hybrid Recruitment # 260319-1158AR-001 Location Hartford, CT Date Opened 3/27/2026 12:00:00 AM Salary $78,296* - $101,215/year (*New state employees start at the minimum.) Job Type Open to the Public Close Date 4/10/2026 11:59:00 PM Go Back Apply View Benefits (https://www.jobapscloud.com/CT/jobs/?b=Benefits) + + + Introduction The State of Connecticut (https://portal.ct.gov/) Department of Banking (DOB (https://portal.ct.gov/dob) ) is now accepting applications for a Financial Examiner (https://www.jobapscloud.com/CT/specs/classspecdisplay.asp?ClassNumber=1158AR&LinkSpec=RecruitNum2&R1=&R3=) opportunity in Hartford, CT! This image shows a career progression pathway within the State of Connecticut: starting with Connecticut Careers Trainee (Administrative & Residual) or Accounting Careers Trainee, advancing to Financial Examiner (highlighted to indicate the current opening), next, to Associate Financial Examiner,...

Apr 01, 2026
ID
Market Regulation Investigator
Iowa Department of Administrative Services Des Moines, IA
Market Regulation Investigator Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/5282619) Apply ? Market Regulation Investigator Salary $62,337.60 - $96,699.20 Annually Location Des Moines - 50315 - Polk County, IA Job Type Full-time Job Number 26-02588 Agency 216 Department of Insurance & Financial Services - Insurance Opening Date 03/24/2026 Closing Date 4/8/2026 11:59 PM Central LinkedIn Tag #LI-POST Point of Contact employment@iid.iowa.gov Description Benefits Questions Job Description The Iowa Insurance Division is seeking a highly motivated Investigator to join our Market Regulation Bureau. This crucial position is dedicated to consumer protection by investigating and enforcing Iowa insurance and securities statutes and regulations against unlawful, incompetent, or dishonest market conduct. If you have experience in insurance and/or securities investigations and are committed to regulatory...

Mar 30, 2026
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Financial Examiner (Hybrid)
State of Connecticut Department of Administrative Services Hartford, CT
The State of Connecticut Department of Banking (DOB) is now accepting applications for a Financial Examiner opportunity in Hartford, CT! This image shows a career progression pathway within the State of Connecticut: starting with Connecticut Careers Trainee (Administrative & Residual) or Accounting Careers Trainee, advancing to Financial Examiner (highlighted to indicate the current opening), next to Associate Financial Examiner, then to Principal Financial Examiner, and ending with Many more opportunities available! WHAT WE CAN OFFER YOU Visit our new State Employee Benefits Overview page! Professional growth and development opportunities. A healthy work/life balance to all employees. POSITION HIGHLIGHTS Monday - Friday Full-time (40 hours per week) First shift Location: 280 Trumbull Street in Hartford, CT A hybrid schedule (combination of in-office and telework) will be available based on business needs in...

Mar 28, 2026
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